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Monthly Archives: August 2020

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Recent Brokerage Mailers – Form CRS and Retirement Account Changes

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I recenly received several mailers from TD Ameritrade where I hold my investment accounts and also where I custody client assets.  Both documents were in response to recent legislation or regulations from the Securities and Exchange Commission.  In this video, I walk through those two statements and talk to how it impacts my clients.  On…

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