I recenly received several mailers from TD Ameritrade where I hold my investment accounts and also where I custody client assets.  Both documents were in response to recent legislation or regulations from the Securities and Exchange Commission.  In this video, I walk through those two statements and talk to how it impacts my clients.  On the Form CRS, I am not required to complete this form and provide it to my clients, so I talked through it providing my answers to the questions on the form, comparing those to TD Ameritrade.

Here are links to the two forms I shared on my screen:

TDA Rules & Disclosure form: https://tinyurl.com/y3j4ks6w

TDA Form CRS: https://tinyurl.com/y5fmanen

Links to my service descriptions:

Financial Planning

Portfolio Management

Legal and Disciplinary History:

CFP Board